国际标准ISO13849-1 Safety of machinery

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ISO (the International Organization for Standardization) is a worldwide federation of national standards bodies (ISO member bodies). The work of preparing International Standards is normally carried out through ISO technical committees. Each member body interested in a subject for which a technical committee has been established has the right to be represented on that committee. International organizations, governmental and non-governmental, in liaison with ISO, also take part in the work. ISO collaborates closely with the International Electrotechnical Commission (IEC) on all matters of electrotechnical standardization.International Standards are drafted in accordance with the rules given in the ISO/IEC Directives, Part 2. The main task of technical committees is to prepare International Standards. Draft International Standards adopted by the technical committees are circulated to the member bodies for voting. Publication as an International Standard requires approval by at least 75 % of the member bodies casting a vote. Attention is drawn to the possibility that some of the elements of this document may be the subject of patent rights. ISO shall not be held responsible for identifying any or all such patent rights.
ISO 13849-1 was prepared by the European Committee for Standardization (CEN) Technical Committee
CEN/TC 114, Safety of machinery, in collaboration with Technical Committee ISO/TC 199, Safety of
machinery, in accordance with the Agreement on technical cooperation between ISO and CEN (Vienna
Agreement).
This second edition cancels and replaces the first edition (ISO ISO 13849-1:1999), which has been technically
revised.
ISO 13849 consists of the following parts, under the general title Safety of machinery — Safety-related parts
of control systems:
Part 1: General principles for design
Part 2: Validation

Contents Page
Foreword............................................................................................................................................................. v
Introduction ....................................................................................................................................................... vi
1 Scope ..................................................................................................................................................... 1
2 Normative references ........................................................................................................................... 1
3 Terms, definitions, symbols and abbreviated terms......................................................................... 2
3.1 Terms and definitions........................................................................................................................... 2
3.2 Symbols and abbreviated terms ......................................................................................................... 8
4 Design considerations ......................................................................................................................... 9
4.1 Safety objectives in design.................................................................................................................. 9
4.2 Strategy for risk reduction................................................................................................................. 11
4.2.1 General................................................................................................................................................. 11
4.2.2 Contribution to the risk reduction by the control system .............................................................. 11
4.3 Determination of required performance level (PLr)......................................................................... 14
4.4 Design of SRP/CS ............................................................................................................................... 14
4.5 Evaluation of the achieved performance level PL and relationship with SIL............................... 15
4.5.1 Performance level PL ......................................................................................................................... 15
4.5.2 Mean time to dangerous failure of each channel (MTTFd) ............................................................. 17
4.5.3 Diagnostic coverage (DC) .................................................................................................................. 18
4.5.4 Simplified procedure for estimating PL............................................................................................ 18
4.6 Software safety requirements ........................................................................................................... 21
4.6.1 General................................................................................................................................................. 21
4.6.2 Safety-related embedded software (SRESW) .................................................................................. 21
4.6.3 Safety-related application software (SRASW) ................................................................................. 22
4.6.4 Software-based parameterization ..................................................................................................... 25
4.7 Verification that achieved PL meets PL r .......................................................................................... 26
4.8 Ergonomic aspects of design............................................................................................................ 26
5 Safety functions .................................................................................................................................. 26
5.1 Specification of safety functions ...................................................................................................... 26
5.2 Details of safety functions ................................................................................................................. 28
5.2.1 Safety-related stop function .............................................................................................................. 28
5.2.2 Manual reset function......................................................................................................................... 29
5.2.3 Start/restart function .......................................................................................................................... 29
5.2.4 Local control function ........................................................................................................................ 30
5.2.5 Muting function................................................................................................................................... 30
5.2.6 Response time .................................................................................................................................... 30
5.2.7 Safety–related parameters................................................................................................................. 30
5.2.8 Fluctuations, loss and restoration of power sources..................................................................... 31
6 Categories and their relation to MTTFd of each channel, DCavg and CCF.................................... 31
6.1 General................................................................................................................................................. 31
6.2 Specifications of categories .............................................................................................................. 32
6.2.1 General................................................................................................................................................. 32
6.2.2 Designated architectures................................................................................................................... 32
6.2.3 Category B........................................................................................................................................... 32
6.2.4 Category 1 ........................................................................................................................................... 33
6.2.5 Category 2 ........................................................................................................................................... 34
6.2.6 Category 3 ........................................................................................................................................... 35
6.2.7 Category 4 ........................................................................................................................................... 36
6.3 Combination of SRP/CS to achieve overall PL ................................................................................ 39
7 Fault consideration, fault exclusion.................................................................................................. 40
7.1 General ................................................................................................................................................. 40
7.2 Fault consideration ............................................................................................................................. 40
7.3 Fault exclusion .................................................................................................................................... 41
8 Validation ............................................................................................................................................. 41
9 Maintenance......................................................................................................................................... 41
10 Technical documentation................................................................................................................... 41
11 Information for use ............................................................................................................................. 42
Annex A (informative) Determination of required performance level (PLr) ................................................ 44
Annex B (informative) Block method and safety-related block diagram .................................................... 47
Annex C (informative) Calculating or evaluating MTTFd values for single components.......................... 49
Annex D (informative) Simplified method for estimating MTTFd for each channel ................................... 57
Annex E (informative) Estimates for diagnostic coverage (DC) for functions and modules.................... 59
Annex F (informative) Estimates for common cause failure (CCF)............................................................. 62
Annex G (informative) Systematic failure ...................................................................................................... 64
Annex H (informative) Example of combination of several safety-related parts of the control system .. 67
Annex I (informative) Examples ...................................................................................................................... 70
Annex J (informative) Software....................................................................................................................... 77
Annex K (informative) Numerical representation of Figure 5 ...................................................................... 80
Bibliography ..................................................................................................................................................... 83

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